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Positions Available

You will also work alongside some of the strongest AML, BSA, sanctions, and consumer compliance professionals in the country, creating a uniquely integrated regulatory and licensing platform.

BSA/AML Independent Review Testing Lead - Federal Compliance

Senior Associate / Director - Federal Compliance

Regulatory Licensing Associate - Licensing Services              

​What We Offer

  • Eligibility for sales commissions and semi-annual profit sharing, subject to company policy and performance.

  • Remote work environment with company-provided equipment and reimbursement for approved business expenses.

  • Paid time off, paid sick time, paid holidays, half-day holidays, bereavement leave, parental leave, volunteer time off, and loyalty appreciation sabbatical eligibility.

  • 401(k) plan with company match, life insurance, long-term disability insurance, telecommunications reimbursement, and health and wellness reimbursement.

  • Professional certification reimbursement and opportunities to attend approved industry conferences.

Job Title:   BSA/AML Independent Review Testing Lead
Location:   Remote
Department:  Federal Compliance

​​About the Role

We are seeking an experienced BSA/AML/OFAC Independent Testing Lead to oversee and execute independent BSA/AML/OFAC reviews of the Anti-Money Laundering Compliance Programs of FinTechs and financial institutions. These reviews are conducted for clients across money services businesses (MSBs), FinTech, and digital asset/cryptocurrency offerings.
In this role, you will be responsible for evaluating the implementation and operating effectiveness of our clients’ Bank Secrecy Act (BSA), Anti-Money Laundering (AML), sanctions (OFAC), and Counter-Financing of Terrorism (CFT) compliance programs to determine whether the programs are adequate, effective, and operating in accordance with applicable regulatory requirements.​

Key Responsibilities

  • Audit & Testing Program Leadership: Design, execute, and deliver risk-based independent testing plans evaluating BSA/AML/OFAC compliance across all MSB and FinTech product lines.

  • Suspicious Activity Monitoring Testing: Audit the effectiveness of transaction monitoring tools and blockchain analytics platforms

  • KYC/CIP & Onboarding Review: Evaluate Customer Identification Programs (CIP), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and Beneficial Ownership verification processes.

  • Sanctions & Screening Evaluation: Test real-time sanctions screening (OFAC), geographic IP/geofencing controls preventing access from sanctioned jurisdictions or unhosted wallet risks.

  • Recordkeeping Review: Assess compliance with FinCEN's Travel Rule and other applicable recordkeeping requirements. 

  • Reporting & Escalation: Draft comprehensive, high-quality audit reports detailing observations, findings, and recommendations.

  • Regulatory & Industry Tracking: Stay abreast of changing state MSB regulations, FinCEN advisories, FATF guidance on Virtual Asset Service Providers (VASPs), and global FinTech compliance standards.

Qualifications

  • 5+ years of direct experience in BSA/AML/Sanctions compliance, independent testing, internal audit, or regulatory examination. 

  • 2+ years of hands-on experience auditing or managing compliance within MSBs, FinTechs, or Crypto/Digital Asset companies.

  • Deep operational knowledge of BSA/AML regulations, USA PATRIOT Act, OFAC sanctions programs, state Money Transmitter Licensing (MTL) requirements, and FATF VASP guidelines.

  • Direct working knowledge of blockchain intelligence tools (e.g., Chainalysis, Elliptic, TRM Labs, Merkle Science).
    Strong attention to detail and organizational skills.

  • Excellent written and verbal communication skills.
    Ability to manage multiple projects and deadlines in a fast-paced environment.

  • Proficiency in Microsoft Office (Excel, Word, Outlook); experience with licensing systems (e.g., NMLS) is a plus

  • Bi-lingual is a plus.

Certifications (One or more strongly preferred):

  • CAMS - Certified Anti-Money Laundering Specialist

  • CCAS - Certified Cryptocurrency AML Specialist or equivalent crypto compliance certification

  • CIA - Certified Internal Auditor or CISA Certified Information Systems Auditor

Skills & Attributes:

  • Bilingual fluency (English / Spanish) is a plus, particularly for evaluating cross-border compliance, and international customer onboarding.

  • Strong analytical mindset capable of reviewing complex transactional data, and API-driven FinTech integrations.

  • Excellent written and verbal communication skills, with proven experience presenting audit findings to C-suite executives, boards, and regulatory examiners.

  • Ability to work independently with high autonomy while remaining impartial and objective.

Job Title:   Senior Associate / Director
Location:   Remote
Department:  Federal Compliance

​​About the Role

We are seeking an experienced financial crimes prevention, compliance, and risk management professional at the Senior Associate or Director level to support and lead complex financial crimes prevention, compliance, and risk management engagements for financial services clients in the United States and abroad. This role is ideal for a highly motivated compliance professional with deep AML/CFT, BSA/AML, OFAC, sanctions, fraud prevention, risk management, and client advisory experience.  Title and compensation will be determined on experience and qualifications.

This individual will support the successful delivery of domestic and international engagements involving financial crimes prevention, enterprise risk management, consumer protection, and compliance program development across jurisdictions and financial services verticals. The role will work closely with senior leadership and team members to strengthen client relationships, elevate team performance, and contribute to the company’s growth, strategy, and reputation.

​

Key Responsibilities

  • Lead and support client engagements involving BSA/AML, AML/CFT, OFAC, sanctions, fraud prevention, transaction monitoring, model validation, due diligence, and compliance risk management.

  • Conduct independent reviews of clients’ BSA/AML and sanctions compliance programs, including risk-based testing, customer file reviews, transaction testing, sanctions screening reviews, alert investigations, and recordkeeping assessments.

  • Develop and enhance tailored compliance programs, policies, procedures, internal controls, governance structures, and regulatory reporting processes.

  • Serve as a fractional or outsourced compliance officer for clients, including managing risk assessments, SAR and CTR processes, CIP, CDD, EDD, training, regulator communications, audit readiness, and board reporting.

  • Support outsourced compliance administration, including documentation management, regulatory reporting, workflow execution, and liaison activities with clients, bank partners, auditors, and regulators.

  • Manage project workstreams, coordinate tasks across small teams, track progress, maintain high-quality deliverables, and serve as a client point of contact for issue resolution.

  • Evaluate, tune, and enhance transaction monitoring, sanctions screening, risk assessment, and model validation processes using relevant compliance systems and data-driven methods.

  • Identify opportunities to improve efficiency through workflow design, process automation, data analysis, and practical technology enablement.

  • Stay current on regulatory developments, emerging financial crime typologies, and industry best practices across state, federal, and international frameworks.

​

Qualifications

  • Significant experience in financial crimes compliance, AML/CFT, BSA/AML, sanctions, fraud prevention, risk management, or financial services compliance consulting.

  • Strong understanding of financial technology, payments, digital assets, money transmission, banking, or other financial services business models.

  • Demonstrated ability to translate complex regulatory requirements into practical, risk-based operational controls and client-ready deliverables.

  • Experience with transaction monitoring, sanctions screening, risk assessment, due diligence, model validation, and independent review methodologies.

  • Familiarity with compliance and investigative platforms such as Bridger, World-Check One, Thomson Reuters CLEAR, Verafin, Actimize, Safeguard, or similar systems.

  • Strong project management, process design, analytical, writing, and client communication skills.

  • Ability to work effectively in a remote, fast-paced, client-facing environment with strong responsiveness, judgment, ownership, and attention to detail.

  • Proficiency with tools such as Excel, Google Workspace, Smartsheet, or similar collaboration, analysis, and project management platforms.

  • Comfort working across unfamiliar regulatory topics and international frameworks through self-directed learning and collaboration.

Job Title:   Regulatory Licensing Associate
Location:   Remote
Department:  Licensing Services​

About the Role

We are seeking a detail-oriented and motivated Regulatory Licensing Associate to join our financial services consulting team. This role is ideal for someone with strong organizational skills and an interest in regulatory compliance within the financial services industry. The Associate will support clients across a range of licensing and registration requirements, including money services businesses (MSBs), earned wage access (EWA) providers, and consumer lending entities.​​

​

Key Responsibilities

  • Prepare, file, and maintain Secretary of State (SOS) registrations across multiple jurisdictions on behalf of clients

  • Track and manage entity registrations, annual reports, and renewal deadlines to ensure ongoing compliance

  • Assist in the preparation and submission of state licensing applications, including Money Transmission Licenses (MTLs) and other financial services licenses

  • Research and compile state-specific licensing requirements for MSBs, EWA programs, and lending activities

  • Support the collection and organization of required documentation, including:

    • Personal disclosures (e.g., control persons, key individuals)

    • Entity formation documents and organizational charts

    • Financial statements and supporting schedules

  • Conduct regulatory research and analyze state and federal statutes, rules, and guidance relevant to client activities

  • Coordinate with clients to gather necessary information and ensure completeness and accuracy of filings

  • Maintain internal trackers and documentation to support project management and regulatory reporting

  • Collaborate with senior team members to identify licensing risks, gaps, and strategic considerations.​​

​

Qualifications

  • 1–3 years of experience in regulatory compliance, licensing, legal support, or financial services (internships acceptable for entry-level candidates)

  • Familiarity with financial services regulations (e.g., MSB, lending, payments) is a plus

  • Strong attention to detail and organizational skills

  • Excellent written and verbal communication skills

  • Ability to manage multiple projects and deadlines in a fast-paced environment

  • Proficiency in Microsoft Office (Excel, Word, Outlook); experience with licensing systems (e.g., NMLS) is a plus

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